Jason Plucinak
Registered Representative

Jason Plucinak is a financial professional with 16 years of experience in the securities, alternative investment, and insurance industry. As Vice President of Corporate Finance for Legion Capital Corporation, he is responsible for building and managing the firm’s independent broker dealer and RIA distribution channels, national sales management, and corporate finance initiatives. Prior to joining Legion Capital, Mr. Plucinak was with GWG Holdings Inc for 11 years where he helped structure, launch, and distribute 8 proprietary investment offerings in both the retail and institutional marketplace. Those offerings included 2 Private Placement Reg D’s, 3 publicly registered offerings, an Initial Public Offering, and cumulatively raised over $1 billion dollars for the company. Mr. Plucinak’s experience encompasses all roles of investment and insurance wholesaling, product due diligence and distribution, and private equity. Early career roles included licensed registered representative positions at Northwestern Mutual Life Insurance Co. and Ameriprise Financial Services. He currently holds a FINRA Series 7 and Series 63 and earned a Bachelor of Science degree in Finance from St. Cloud State University in Minnesota. Mr. Plucinak presently resides between Minneapolis, MN and Cocoa Beach, FL.