SEQUENCE FINANCIAL focuses on a variety of industry segments in its efforts to assist clients with strategic advice and capital raising initiatives. One area of specialization is Specialty Finance, which today also includes high technology lenders and FinTech providers. Many of our clients in this arena tend to be early stage entities with disruptive approaches to their markets. Some lenders fund originations on balance sheet and others in the “Marketplace” while some do both.

Given the uniqueness of many of our client’s strategies, SEQUENCE FINANCIAL Investment Bankers need to be particularly attuned to operational requirements, as well as the depth and experience of management, which is required to properly scale such business platforms.

SEQUENCE FINANCIAL’s vibrant industry network within the Financial Services community is frequently called upon by clients searching for senior managers or Advisory Board members to join forces, acting as a complement to their existing strategic skill set.

In addition to providing guidance around appropriate capital structures (i.e. senior, mezzanine, equity and asset‐ backed securities) for the near and longer terms, SEQUENCE FINANCIAL leverages its longstanding network of leading Alternative Investors and sophisticated Accredited Investors with expertise in credit‐based product and Specialty Finance for client’s capital raising initiatives.

SEQUENCE respects your right to privacy. We have always been committed to secure the confidentiality and integrity of your personal information. We are proud of our privacy practices and want our current and prospective customers to understand what information we collect and how we use it.

It is the policy of SEQUENCE to prohibit and actively prevent money laundering and any activity that facilitates money laundering or the funding of terrorist or criminal activities

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.